Even award-winning advisors see merit in the crackdown on pay-to-play and sales-based accolades
The FP Canada Standards Council released its annual enforcement activity
Investors' reps challenge a ruling over who gets priority in an insolvency
Investor misunderstood difference between advisory and discretionary accounts, court found
Regulator sets supervisory priorities for credential providers
The review will determine whether reforms are needed in the fast-growing market
Senior administration officials said the effort stemmed from national security goals rather than economic interests
OSC sought fine but court ordered a suspended sentence
Wellington-Altus changes take shape, plus other industry announcements
Margins, profits to be squeezed as consumer protections boosted