Senior industry compliance and operations experts are wanted for a regulatory advisory committee
The FCA said poor product design and disclosure risks undermining investors' trust
The US$8.1-million settlement will be distributed to harmed investors
Greater transparency could help investors and improve audit quality
Amid concerns about consumer harm, the regulator has backed away from a plan to allow incentives
The federal regulator is seeking feedback on the design of a prudential regime for digital assets
Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect
New rules increase maximum limits for issuers and investors
Securities regulators ordered more than $42 million in restitution, compensation and disgorgement
Revisions to accommodate a new accounting standard are due in 2023