The proposals are out for a 60-day comment period
Financial industry can be the first line of defence against exploitation of vulnerable investors
The regulator is proposing new governance, capital and liquidity requirements
At a joint meeting, regulators focused on harmonizing total cost reporting for mutual funds and seg funds
The CSA said it expects timely and transparent disclosure of exchange and ATS glitches
A forensics team is seeking to recover thousands of emails that were allegedly sought out and "hard" deleted last year
The SRO has warned firms against using delay tactics when a client decides to move on
Applications to join an advisory committee on market issues are due July 7
A company sought to sue the regulator, alleging an investigation was conducted in bad faith
Canadian regulators are also trying to come to grips with regulating crypto trading firms