Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements
Reporting changes will be rolled into a bigger project on complaints, investigations
The firm claims to be licensed by a regulator that doesn't exist
In a staff statement, the regulator stressed its concerns about liquidity, valuation, fraud and manipulation
A CSA consultation has become more interesting after the GameStop saga
FP Canada responds to March article
Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms
The OSC advisory group will focus on SRO reform, among other issues, in the coming year
Investor advisory panel would provide feedback on regulatory policy issues and initiatives
As the U.S. industry considers shorter settlement, the CCMA ponders it too