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Keyword: Regulation

1015 results found
Growth

Regulators to designate CDOR as the only regulated financial benchmark in Canada

Business people working in a conference room

The group will provide industry input on advisor education

  • By: Staff
  • April 28, 2021 April 28, 2021
  • 11:41
Businessman crossroads concept choosing the right path as a man on a track and field sport track facing a difficult choice and dilemma with two different business directions as a metaphor for decision crisis

Regulatory staff are expected to deliver recommendations to CSA chairs in the coming weeks

senior client debt empty wallet

The CSA will finalize rules designed to protect vulnerable clients by early summer

  • By: Staff
  • April 15, 2021 April 15, 2021
  • 11:47
Megaphone

The securities lawyer will take over from Ian Russell in August

  • By: Staff
  • April 12, 2021 April 12, 2021
  • 10:34

Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say

Business and financial district in a city with pillars

The limit was raised last year alongside other measures designed to help financial institutions weather the pandemic

  • By: Staff
  • April 6, 2021 April 6, 2021
  • 16:19
Megaphone

A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection

Bitcoin, Litecoin and Ethereum

The regulator is giving firms until April 19 to reveal plans to comply with new guidance

Difficult choices of a businessman due to crisis

Various regulators are reviewing how funds fared during market stress, and whether rule changes are in order