The CSA and CIRO will consider such awards a compliance issue
Regulator insists cryptoassets were securities, despite efforts to skirt that designation
Major reforms unlikely after review finds funds resilient to market stress
Securities industry association expresses concerns with planned changes
Proposed rules would require firms to identify and combat conflicts built into technologies
Former Scotia Capital rep sanctioned in settlement with CIRO
New guidelines adopt global banking regulators' standards
Some of the commitments call for third-party oversight of commercial AI systems
Former Toronto mayoral candidate may have a case for breach of privilege by OSC staff
Reforms give the regulator enhanced powers to sanction uncooperative witnesses