Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday
Delayed disclosure on Form F4 calls into question advisor integrity
AMF, ASC, OSC join global effort to enable cross-border innovation
The industry group made the case against duplication in its submission
The average client has $75,000 in assets and is saving for retirement, an MFDA report says
Trade group says LLQP should be enough to qualify as an advisor
Exemptions allow for more flexibility when working remotely
New guidance includes reforms adopted under Bill 141
The pandemic has disrupted global data efforts that began following the 2008 crisis
Applications to serve are due by Oct. 30