Most applications for mortgage deferrals were approved in March and April
An Alberta firm refused to compensate a harmed investor
A multi-year research project by the CSA offers insight
Deloitte has examined IIROC’s proposal to merge with the MFDA
The new executive director spent almost 20 years at Ontario's securities regulator
The bank reached a US$122-million settlement with the U.S. Consumer Financial Protection Bureau
The amendments are aimed at reducing regulatory burden without comprising investor protection
Regulator proposes minimum standards for advisor, planner titles
The regulator cited concerns about possible client over-concentration
The changes will take effect March 1, 2021