The OSC is offering a lineup of free webinars for small and medium enterprises.
The Ontario Securities Commission unveiled OSC LaunchPad, the country’s first securities regulator team to help fintechs navigate securities law requirements and accelerate time-to-market. Read: What to do when revenue recognition is questionable OSC LaunchPad, launched Monday, will provide direct support to eligible new and early-stage fintech businesses that provide innovative services and products to investors. […]
When regulators propose major industry changes, those can come with high price tags. But often, says the IIAC's Ian Russell, they only provide cursory analysis.
In the wake of CRM2, clients are paying more attention to the fees they pay. And regulators are stepping in to help.
Regulatory reform could be up in smoke or piled high.
CSA isn’t the only regulatory body looking to transform the industry. But its proposed targeted reforms are getting the most attention.
A best interest standard would provide a consistent and overarching standard.
CSA needs to clarify the benefits and costs of its proposed targeted reforms and best interest standard.
FPSC suggested the title “representative” could be used for some professionals who haven’t received financial planning proficiencies.
Securities regulators across the country have published CSA Multilateral Staff Notice 91-305, which answers frequently asked questions about derivatives and offers guidance on derivatives reporting obligations.