Plus other moves within the industry this week
Industry braces for technical challenges as new disclosures take effect
The lawsuits are the latest in an ongoing tussle between government and the crypto industry
Corporate M&A faces growing legal, regulatory threat in U.S., Fitch says
Regulator adopts series of measures to curb marketing, bolster investor protection
Efficient portfolio management costs continue to worry regulators
New proposed amendment addresses removal of DSCs on existing seg fund contracts
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Most of the investors' money was put into riskier projects than promised
Account transfer standards and dual registration are also in the works