Cannabis and crowdfunding are coming together with the launch of an equity crowdfunding platform for marijuana businesses.
MFDA is looking for nominees to stand for election to its four regional councils.
A Parliamentary report is unclear as to whether a patient's children, an advisor, or someone acting as a PoA would be allowed to witness a request.
CSA wants your comments on Proposed National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and its companion policy.
Several securities regulators across Canada have published for comment proposed amendments to both Multilateral Instrument 96-101 (Trade Repositories and Derivatives Data Reporting) and its companion policy (MI 96-101).
IIROC has a dismal record of collecting fines levied against individuals, but that could soon change.
FINRA has imposed a four-month suspension on Marco Antonio Daniel.
Securities regulators in five provinces have adopted a new exemption to provide retail investors with greater access to the exempt market.
SEC has announced that J.P. Morgan’s brokerage business has agreed to pay $4 million to settle charges that it made a false statement on its private banking website and in marketing materials.
FINRA has censured and fined Macquarie Capital (USA) US$2.95 million. Find out why.