The Canadian Securities Administrators has approved rule changes IIROC made in order to implement CRM II.
In a bid to rival American investment banks, Deutsche Bank is asking investors for €8 billion, reports The Economist.
In all professional sports, managers take a disproportionate share of criticism when things don’t work out—and with good reason.
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The Canadian Securities Administrators (CSA) is asking for comment on proposed amendments to its trading rules (NI 23-101).
Banks and their stakeholders -- both in Canada and worldwide – see regulation as the biggest risk to business, according to the 2014 Banking Banana Skins report by the Centre for the Study of Financial Innovation in association with PwC.
The federal government is giving the Financial Consumer Agency of Canada new powers to protect consumers, the Financial Post reports.
PR Newswire, a news distributor, will require its direct data feed recipients to promise they won’t use the information to trade ahead of the market.
IIIROC President and CEO Susan Wolburgh Jenah says she’ll retire October 31.
The Canadian Securities Administrators is giving advisors a second chance to comment on proposed amendments to National Instrument 81-101 Mutual Fund Prospectus Disclosure, which require advisors to give clients Fund Facts before they buy a mutual fund.