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Keyword: Regulation

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Texting hands

Senior employees used WhatsApp for business communications, regulators find

Canadian money

Regulator will examine whether the risks of the fast-growing category are adequately captured

Inspecting documents

No one-size-fits-all solution to protect investors from shell-company risks

courtroom gavel

Judicial review not an "exceptional circumstance" justifying an adjournment, panel says

Lawyer writing in legal book

Receiver argues that institutional investors' consolidation motion is premature

A TD Bank building in Calgary Downtown stock photo

Termination of First Horizon deal raises questions about banks and regulators alike

Megaphone

Rules aim to enhance systemic risk oversight and investor protection

Disclosure form

Investors to get more detailed disclosure of issuers' repurchase activity

UK flag

U.K. regulator curbs investor protections to attract issuers, placate bankers