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Items such as international fines and commodity prices are often calculated in U.S. dollars.

  • By: Staff
  • July 7, 2014 August 21, 2018
  • 12:03

If you're struggling to keep up with regulatory initiatives, this report's for you.

  • By: Staff
  • July 4, 2014 August 21, 2018
  • 09:59

The proposed amendments would require all TSX-listed and other non-venture issuers to disclose the representation of women on their boards.

  • By: Staff
  • July 3, 2014 August 21, 2018
  • 11:10

The OSC has published further amendments to OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting (TR Rule), which alleviate certain reporting burdens on Ontario OTC derivatives market participants and enhance the clarity and utility of data reported to the OSC.

  • By: Staff
  • June 26, 2014 August 21, 2018
  • 12:22

FINRA has withdrawn from the SEC a proposed rule that would have required advisors to disclose recruitment bonuses in excess of $100,000, reports WealthManagement.com.

  • By: Staff
  • June 23, 2014 August 21, 2018
  • 13:34

The CSA today published final amendments to National Instrument 81-102 Mutual Funds (NI 81-102) and related consequential amendments, as part of the CSA’s Modernization of Investment Fund Product Regulation Project.

  • By: Staff
  • June 19, 2014 August 21, 2018
  • 12:15

The OSC is alerting investors not to enter into investment management agreements with Wealth Stewards Portfolio Management Inc. or its principals Sushila Lucas or Bruce Calvin Deck.

  • By: Staff
  • June 17, 2014 August 21, 2018
  • 16:45

The CSA is urging investors to be cautious when considering investing in medical marijuana stocks. A significant number of reporting issuers have announced their intention to begin growing and selling medical marijuana, in conjunction with new regulations enacted by the Government of Canada as of April 1, 2014.

  • By: Staff
  • June 16, 2014 August 21, 2018
  • 11:29

The MFDA has published for public comment proposed amendments to MFDA Rules 2.8.3 (Rates of Return), 5.3 (Client Reporting) and 5.4 (Trade Confirmations).

  • By: Staff
  • June 13, 2014 August 21, 2018
  • 11:41

Apple, Microsoft, Pfizer and Merck are just some of the U.S. companies with a reputation for keeping cash offshore to save on tax.

  • By: Staff
  • June 13, 2014 August 21, 2018
  • 11:05