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The CSA made the change, among others, in its final amendments to registration reporting requirements

  • By: Staff
  • December 17, 2021 December 17, 2021
  • 09:19
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Proposals aim to address liquidity and redemption issues from March 2020

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The three-year term followed a guilty plea

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Software weakness exposes firms to risk of theft and fraud

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The OSC successfully prosecuted two men for fraud and unregistered trading

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Vancouver dealer's differential compensation favoured socially responsible funds and portfolio funds

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New members bring audit and ESG experience to the commission

  • By: Staff
  • December 10, 2021 December 10, 2021
  • 14:35
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Amid a flood of filings, OSC dials back delivery times

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Online consultation process will be rolled out

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Most temporary pandemic relief has been allowed to expire