The Canadian Securities Administrators (CSA) have completed the final step in the transition to International Financial Reporting Standards (IFRS) for investment funds and published today final amendments to National Instrument 81-106 Investment Fund Continuous Disclosure, its Companion Policy and related amendments.
The Securities and Exchange Commission has announced an award of more than $14 million to a whistleblower whose information led to an SEC enforcement action that recovered substantial investor funds.
IIROC has found David Charles Phillips and John Russell Wilson failed to tell their clients that certain First Leaside Group products were high risk.
JPMorgan Chase is coughing up almost $1 billion in fines for its London whale violations, with $200 million going to the SEC.
The Securities and Exchange Commission is proposing a rule that would require public companies to disclose the ratio of the compensation of its chief executive officer (CEO) to the median compensation of its employees.
The Investment Industry Association of Canada (IIAC) is welcoming British Columbia and Ontario’s decision to proceed with a cooperative capital markets regulatory system.
The Canadian Securities Administrators (CSA) today published CSA Notice 25-301 Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms, which provides an update to market participants on the status of the consultation.
OSC wants more women on corporate boards
In conjunction with CSA Staff Notice 11-323 Withdrawal of Notices and Policies, the Alberta Securities Commission and the British Columbia Securities Commission have announced the withdrawal or revocation of National Policy 42 Advertising of Securities on Radio or Television (NP 42).
IIROC has released its 2012-2013 annual report.