Early focus will be on helping advisors understand products and collect client information
The regulator can now collect fines through the courts countrywide
OSC head expressed concern about banks' response to the client-focused reforms
The B.C. Court of Appeal found that pension rules prevent the BCSC from seizing life income funds
The gross market values for the contracts were down across the board in 2021
Regulator continues to be concerned about market manipulation
Updated rules for 2023 reflect latest market risk standards
The Ontario regulator also provided a plain-language guide for plan members and spouses
U.S. firms continue to put their own interests ahead of clients' interests, regulators say
IOSCO makes recommendations to regulators on ESG issues