Clients were invested in a fund that was too risky given their profiles
Regulatory, financial and economic headwinds all weigh on deal activity
The effort supports the use of cap-and-trade to combat emissions
SEDAR will no longer be available for filing the night of July 20
Results include action on insurance, title protection complaints
Disciplinary filing is a statutory requirement, not legally privileged, IPC rules
Agents benefit from independent contractor status, undermining proposed lawsuit seeking employment benefits
Integrating the SROs' compliance and enforcement functions is a top priority alongside policy work
Data transfer is taking longer than planned
Without open banking, Canadians' data is at greater risk when they use unregulated apps