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Regulators must avert looming irrelevance, says the OSC's Investor Advisory Panel

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Regulator’s priorities for 2021–2022 include curbing compliance costs and ethical AI

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New rules coming into effect June 30 require advisors to address material conflicts

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An investor group is asking the OSC and PwC to sell BFI and the firm's funds

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A company sought to sue the regulator, alleging an investigation was conducted in bad faith

HALFPOINT / ISTOCKPHOTO WITH FILES FROM ANNA GRIGORJEVA / 123RF STOCK PHOTO; ICONS: 123RF STOCK PHOTO

Members will serve a one-year term

  • By: Staff
  • June 2, 2021 June 2, 2021
  • 14:40

The proposal complements the guidance on fair treatment of customers

  • By: Staff
  • June 2, 2021 July 23, 2021
  • 13:05
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The regulator handed out $3.4 million in fines last year, down from $9.3 million in 2019

  • By: Staff
  • June 1, 2021 June 1, 2021
  • 15:24
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The regulator maintains the LLQP likely won't meet the standard for "financial advisor"

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The event forms part of the consultation on the revised proposal for regulating advisor titles