Citing continued consumer harm and a lack of trust, regulator plans tougher consumer protection requirements
Reporting changes will be rolled into a bigger project on complaints, investigations
Improper personal financial dealings and a failure to cooperate led to the sanctions
The Ontario regulator proposed a central registry of title users and shorter transition periods
About 40% were escalated for further investigation
The regulator issued an alert about a banned man hosting online investment conferences
Criminal and civil charges are based on allegations that a fund manager deceived investors, misappropriated assets
The agency has awarded whistleblowers US$123 million since 2014
Conflicts-related CFRs were discussed by Agora at the FMFD conference
The choice signals a focus on investor protection