The lack of regulation gives rise to conflicts and investor confusion
Effective mechanisms would promote consumer confidence, IOSCO says
Ex-CEO sanctioned for trading after issuing misleading press releases
Committee provides feedback on compliance and policy issues
Issues related to the SolarWinds cybersecurity incident should be reported
Dozens of firms were granted exemptions in 2020
The industry has standardized its LTA practices
The regulator's guidance will harmonize practices from CCIR and CISRO
The added fee doesn't provide much incentive for improved behaviour, the SRO said
The regulator found that poor trade pricing cost customers US$34.1 million despite lack of commissions