The committee will provide input on trends and policy impact on small firms
The Ontario regulator will examine seg funds, MGA channel
In a webinar, industry participants discussed innovation in regulatory technology
Dialogue goes virtual due to Covid-19
The trio faces criminal charges and SEC allegations
The FCNB will accept commentary on the rules until Nov. 23
A regulatory panel at IFIC's leadership conference discussed Covid-19's challenges
CSA issues guidance for fund managers on liquidity risk
Proposals aim to clarify issuer requirements, bolster investor insight
Regulators have adopted final rules for a ban on trailers to discount brokers