The regulators have signed a memorandum of understanding to promote innovation, supervision
The regulator is relaxing its approach to portfolio manager proficiency
Legal experts offer tips for protecting yourself in good times and bad
E-signatures prevent pre-signed forms, but pose other risks, the regulator says
The CSA, IIROC and the MFDA have established a CFRs Implementation Committee
Regulators provide relief for "at-the-market" distributions
The mutual fund representative said he didn't intend to admit to violations
The self-regulatory organization issues a consultation paper to identify delays
Plus, the regulator will field a separate survey to assess the impact of Covid-19
The CSA has issued another statement addressing temporary emergency relief