Elevated redemptions from illiquid funds highlight possible suitability risks, Fitch says
The biennial exercise will be coordinated with the U.S. industry
Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts
New U.K. guidance encourages insurance industry to accommodate financially stressed clients
Provincial regulation increasingly tracks federal rules, but gaps remain
Turnaround time reverts to pre-pandemic standards
The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
Keeping buffers amid rising risks reflects prudence
Shorter settlement cycle for mutual funds won't be mandated