The founders of FS Group admitted to illegally raising more than $47 million from investors
The regulatory relief is expected to save industry participants more than $300K
The measures are part of reducing regulatory burden
The regulator has acknowledged that firms are currently facing “enormous and unprecedented operational pressures”
The pair was ordered to pay the BCSC more than $19 million
The SRO is delaying its collection of fees
Reductions to ease regulatory burden may move ahead
A hearing panel found the rep borrowed $150,000 from an elderly client
Intrusions into client accounts are on the rise, the regulator says
The OSC says the province’s state of emergency does not affect the capital markets sector