New powers will allow the regulator to “pursue more wrongdoers”
The SROs are urging firms to think about business continuity plans
The appointees will serve two-year terms
The SRO is setting up an expert panel that will advise on investor issues
The SRO’s regional councils preside over disciplinary hearings
The province says issues such as money laundering and consumer protection are causes for concern
In one fell swoop, the regulator has slashed guidance by 51%
The reviews are designed to help identify issues that might delay prospectus approval
The proposals include changes to rules around trusted contacts and temporary holds
The OSC reached a settlement over the undisclosed fee revenue