Life agents already have educational requirements and ongoing oversight, the association says
Two Wells Fargo firms are paying the SEC US$35 million
An Ontario court said the plaintiff has a viable claim for breach of trust and fiduciary duty
The CSA first introduced crowdfunding exemptions and orders in 2015, which have hardly been used
The action movie star has settled charges involving his promotion of an ICO
The announcement comes in advance of the CSA’s review of self-regulation
Kenmar Associates hopes the review won’t just rubber-stamp a merger of the MFDA and IIROC
The Professional Financial Advisor designation could be an approved credential required by title regulation
IIROC is calling on dealers to nominate candidates
The regulator has revised a proposed rule governing issuers’ use of non-GAAP financial metrics