Regulators are grappling with how to set standards for crypto trading
Beginning in June, the SRO will accept the Level I CFA exam as an alternative to the CSC
Members serve three-year terms
Grant Vingoe was part of a panel adjudicating a disciplinary proceeding
A discussion paper calls the current system outdated, complex and product-based
Conflict rules could affect incentives, while DSC funds in Ontario may face even greater restrictions
The SRO wants to make sure firms’ client reporting is accurate
Canadian regulators are prepared to carry out the study, but only if their U.S. counterparts follow suit
The firm didn't question the concentration in a high risk, exempt market product, the agreement said
Maureen Jensen, chair and CEO of the OSC, will leave the job in April