Firms won't be required to apply margin requirements for amendments to existing derivatives
The ASC also ordered a permanent ban over the fraudulent investment scheme
Regulator to continue consultation on client-focused reforms, fee structures
Regulators ordered $77.5 million in fines and penalties, $109.9 in restitution and disgorgement
Association aims to develop standards for the emerging regtech sector
Former OSC commissioner Judith Robertson begins a five-year term in August
Guide for advisors explains how opioid abuse could impact clients
Retail reforms remain central to the regulator’s agenda
The OSC ordered the four executives to pay $80 million in penalties and disgorgement
The respondent was deemed a “significant future risk” to capital markets