The SRO has released an analysis of its client research project
The firms allege TD and RBC charged fees for active management on funds that aimed to replicate an index
Since 2010, the sector’s assets have risen from US$30 trillion to US$52 trillion
The new charges follow an investigation by the regulator’s Criminal Investigations Branch
The responsibilities of regulators and other authorities are outlined in the directory
Proposal aims to improve accountability and oversight
Firms face new obligations, and an industry regulator has new powers
The man was disciplined for concealing his control over a publicly-traded shell company
IOSCO says standards of conduct are needed to protect retail investors
Clients lost more than half the value of their accounts, while the S&P/TSX Composite dropped only 2%