Proposed changes would allow MFDA investigators to enter a dealer's offices without notice and copy electronic records
The fund manager says it faced tougher standards than other investment firms
The regulator outlined the types of incidents that must reported, and what reports should include
Volkswagen settled with the U.S. over criminal and civil charges in diesel emissions scandal two years ago
Amendments would increase the size of its governance committee and the term limits for directors
The CSA cites misconduct involving benchmarks in other markets
The framework is tailored to the unique characteristics of the crypto market
The U.K. regulator is looking at banning or capping exit fees
The man pleaded guilty to unregistered trading and other charges
ASIC hopes for new enforcement powers to speed up remediation efforts