Almost 80 firms admitted to violating securities rules
The BCSC also handed out $17.4 million in fines and sanctioned a Swiss firm
Regulator orders almost US$1 million in sanctions, disgorgement and restitution
The suggestions are part of a submission to the OSC on burden reduction
Scam involves posing as the regulator to obtain personal information
The committee of senior compliance personnel meets quarterly
The pair fined has also been charged by the RCMP
What we can learn from the U.K.’s audit reckoning
The commission said 464 victims have already received a total of $6.5 million
An IIROC panel made a mistake in dismissing an allegation of unauthorized outside business activity