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Lawyer

He was also suspended for 18 months

  • By: Staff
  • October 16, 2018 October 16, 2018
  • 15:31

What happens when the child of an elderly client wants to sit in?

Woman using banking machine. Close up

CARP, FAIR and the Consumers Council of Canada have launched a campaign

  • By: Staff
  • October 11, 2018 October 11, 2018
  • 13:37
Justitia, the goddess of justice

She misappropriated funds and failed to cooperate with MFDA, a hearing panel says

  • By: Staff
  • October 10, 2018 October 10, 2018
  • 13:22
Toronto skyline in financial district

Firms will have to identify and address risks

  • By: Staff
  • October 5, 2018 October 5, 2018
  • 14:59
stack of documents or files, overload of paperwork on black background

Report acts as a tool for issuers to meet disclosure obligations

  • By: Staff
  • October 4, 2018 October 4, 2018
  • 14:59
Justitia, the goddess of justice

He was also ordered to pay back more than $600,000 to investors

  • By: Staff
  • September 28, 2018 September 28, 2018
  • 15:00
close up, business man or lawyer accountant working on accounts using a calculator and writing on documents

Find out what the regulators said at IFIC's annual conference

Megaphone

Paul Bourque called out certain details in the proposals

Businesswoman with schedule diary

Only 4% of the issuers reviewed had female CEOs

  • By: Staff
  • September 27, 2018 September 27, 2018
  • 16:15