The bank was fined $125K after an advisor made unsuitable recommendations
CARP letter defends "overdue investor protections"
Compared to what’s happening in Australia, CSA’s June missives are meek
Understanding “jam jar” investment management
The advisor involved was fined in 2016
In a poll, Canadian managers offer insight into their own personal headwinds
Legislation next year will create new Crown agency
Portfolio managers are already subject to "robust, principles-based regulation," the association says
Industry and investor advocates respond to the government's intervention
Suggested titles include "investment funds advisor" and "securities advisor"