Informed investors will keep the industry on its feet
Readers sound off, and we hear more from CARP
New regulations are coming.
Advocacy group also supports best interest standard and regulated titles.
It's official: now, there really is an ETF for everything. How did this happen?
Last year, CSA enforcement resulted in more than $62 million in fines, administrative penalties and voluntary payments. However, it’s difficult to compare that to 2015’s amount of $138 million, because that year saw a few cases with large fines. The 2016 amount better compares to that for 2014: $58 million. Included in the $62 million […]
A Conseiller.ca review finds out.
"Strict legal framework" to be applied to pot production, sale, distribution and possession.
Interested in reducing regulatory burden? The CSA wants to hear from you. Canada’s securities regulators are seeking comments on possible ways to reduce regulatory burden for capital markets issuers that aren’t investment funds. “Regulatory requirements and the associated compliance costs should be proportionate to the regulatory objectives sought,” Louis Morisset, CSA chair, says in a […]
The U.S. Department of Labor has issued a 60-day extension to the fiduciary rule and related exemptions, including the Best Interest Contract Exemption. The announcement follows a Feb. 3, 2017, presidential memorandum, which directed the department to examine whether the fiduciary rule adversely affects the ability of Americans to gain access to financial advice. Read: […]