The U.S. Justice Department alleges that in 2011, the two men used insider knowledge to trade ahead of an HSBC currency conversion worth US$3.5 billion.
CRM2 has been on your mind for the last few years. And now, the third phase has come into effect.
In its comment letter, IFIC outlines its key concerns about the government's draft Capital Markets Stability Act.
Enacting the proposed Capital Markets Stability Act (the CMSA) is part of the federal government’s push to to establish a national regulatory authority.
CSA has released its three-year business plan for the period from April 1, 2016 to March 31, 2019.
CSA has just released a highlight reel of their past regulatory achievements.
The OSC has published for comment proposed OSC Rule 72-503 – Distributions Outside of Canada and proposed Companion Policy 72-503CP to OSC Rule 72-503 Distributions Outside of Canada. The comment period closes on September 28, 2016.
Securities regulators in Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince Edward Island and Yukon today announced the adoption of amendments to Multilateral Instruments 91-101 Derivatives: Product Determination and 96-101 Trade Repositories and Derivatives Data Reporting. At the same time, Saskatchewan announced it is adopting the amendments to MI 96-101 and […]
Industry groups sound off on pros and cons of Ontario’s latest financial industry oversight recommendations.
The Canadian Securities Administrators (CSA) has published CSA Staff Notice 23-316 , which lists marketplaces that will be considered unprotected for the purposes of the order protection rule.