2015 saw the highest number of proceedings commenced by the MFDA in any year to date.
The OSC has published its 2016-2017 Draft Statement of Priorities.
In 2015, the OSC saw an uptick in enforcement activity.
CSA has released its evaluation of IIROC's effectiveness.
IIROC has banned and fined a rep for multiple violations.
The Securities and Exchange Commission has announced that Qualcomm Incorporated has agreed to pay $7.5 million to settle charges that it violated the Foreign Corrupt Practices Act.
Ontario's 2016 budget puts the financial services industry on notice.
The new rules will require that all non-exempt take-over bids meet a minimum tender requirement of more than 50% of the outstanding securities that are subject to the bid (excluding securities owned by the bidder itself or its joint actors).
The CSA has announced the publication of final amendments that are designed to provide greater transparency about holdings of reporting issuers’ securities under the early warning system.
CSA concluded 145 cases against 233 individuals and 117 companies.