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The SEC has issued an investor alert

statistics data analysis as a business spreadsheet

New rules will expand the content of market data, allowing for competing data consolidators

Target and arrows

The SEC's Allison Lee confronted concerns over "lagging" U.S. efforts in the last decade

  • By: Katie Keir
  • December 2, 2020 December 2, 2020
  • 14:38
man hand with pen and business report. Accounting

The regulator aims to modernize its requirements for the use of company securities as pay

The Trump appointee presided over a deregulatory push to soften rules affecting Wall Street

For their independent data analysis, the whistleblower was awarded US$1.1 million

Wooden gavel used by a judge or auctioneer

Regulator alleges that executives misled investors by touting phony cross-selling results

courtroom gavel

Deal with regulators involves $920 million in sanctions and disgorgement

scales of justice

The trio faces criminal charges and SEC allegations

gavel

The two men are accused of helping orchestrate a fraudulent offering from an alternative energy provider