The regulator proposed reforms to enhance competition and boost investor protection
The criminal indictment is on top of civil charges from the SEC
Firm agrees to pay $US4 million to resolve charges that it didn't follow ESG policies
Volume of disciplinary actions and total financial sanctions rose in fiscal 2022
DoJ, SEC are examining the firm for criminal activity, securities violations
The regulator said investors fell prey to the hype around digital assets
Rules aim to make it easier for funds to meet redemptions amid market stress
Regulators resolve accounting irregularity case with dually listed firm
Changes aim to adapt regulator's requirements to tech innovation
The crypto industry often uses influencers and celebrities to promote new tokens or products