The firm agreed to pay US$35 million to settle privacy violation allegations
Conflicts involving SPACs needed more transparency, regulator alleged
Morningstar and As You Sow said the category could make ESG fund comparisons more difficult for investors
The scheme even included a reference to "Blue Horseshoe," the code for inside information in the 1987 movie Wall Street
Accused allegedly used breached accounts to pump microcap stocks
Regulators propose expanding post-crisis reporting requirements
U.S. trade groups asked courts to restore rule changes favoured by public companies
The EPA ruling raises the stakes for climate proposals, the rating agency said
Regulators see added risks in new leveraged, inverse single-stock ETFs
Firm, reps charged for selling risky illiquid bonds to retail investors, retirees