Proposals include increasing the limit on claims and publishing arbitration decisions
Trade group calls on provincial finance minister to review fund dealer oversight
Provincial regulators finalized recognition orders and interim rules
Regulator sets out draft priorities for fiscal 2024
SRO gets green light to help finance initial merger costs
The new organization is looking at joint oversight that rotates among CSA jurisdictions
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
Breaking down the issues as IIROC and MFDA firms prepare to have their say on the proposed merger
Fees, expenses surging ahead of IIROC-MFDA amalgamation