Famed firm cites trial involving Manulife's insurance contracts
Claim contains allegations of misrepresentation
The Investment Industry Regulatory Organization of Canada will review the reporting of short-selling activity after hearing concerns about small-cap issuers. IIROC published the plans in a summary of comments received at a roundtable discussion of market structure issues affecting small-cap names. The regulatory body said it will review the requirements and frequency of reporting of […]
Beware of risks to companies and investors.
The Securities and Exchange Commission has announced that Goldman, Sachs & Co. has agreed to pay $15 million to settle charges that its securities lending practices violated federal regulations.
It’s been a rough year for commodities in general, and crude in particular. What will the new year hold?
"I'm not a trader; I just play one on TV." And yet...
Six firms charged with short selling violations have settled with the SEC.
The Securities and Exchange Commission has charged a pair of college professors in Tallahassee, Fla., with perpetrating a complex naked short selling scheme for more than $400,000 in illicit profits.
Indian police have summoned Canadian research firm Veritas Investment Research Corp. and its analysts to appear in India on August 27.